QUESTION 78
Cory has been charged with lax evasion for filing a false tax return. As a defense, Cory claims that he made an honest mistake due to the tax law’s complexity, and he did not intentionally submit an incorrect tax return If the court finds that his mistake was in good faith the most likely will NOT be found to have “willfully'” engaged m fraudulent actions to avoid reporting or paying his taxes.

QUESTION 79
Grant, a fraud examiner is investigating Beatrice for embezzlement on his employer’s behalf. During his investigation. Grant learns that Beatrice has cheated on her spouse and he tells several of Beatrice’s coworkers about it Beatrice discovers that Grant revealed the unflattering (albeit true) information about her and decides to file a claim of defamation against Grant. Which of the following is the BEST explanation of why Beatrice will not win her defamation case?

QUESTION 80
A custodial arrest occurs when a law enforcement officer informs the suspect of their rights as a criminal defendant

QUESTION 81
Which of the following is the MOST ACCURATE statement about serf-regulatory organizations (SROs) in the securities industry?

QUESTION 82
Which of the following is NOT a right of the accused under the United Nations’ (UN) International Covenant on Civil and Political Rights (ICCPR)?

QUESTION 83
Greg is serving as an expert witness and is being cross-examined at trial. The questioning party gets Greg to state that he spent considerable time working on a certain issue in the case. Then the questioning party asks many questions on a tangential issue in the case that Greg knows little about. Which of the following describes the questioning party’s method?

QUESTION 84
Before her criminal trial for embezzlement Monique contacts witnesses against her and offers to pay them if they change their stories Based on her actions the government would MOST LIKELY bring additional charges against Monique for:

QUESTION 85
Ellis works for a business that filed for bankruptcy. The administrator presiding over the bankruptcy contacts Ellis and requests information regarding his employer’s financial affairs Assuming the administrator has all of the powers recommended in the World Bank Principles for Effective Insolvency and Creditor/Debtor Regimes (World Bank Principles) which of the following is TRUE?

QUESTION 86
Which of the following is a red flag that might be indicative of an entity operating a security business without the proper license or registration?

QUESTION 87
A prosecutor died criminal charges against Rosa calming that she stole Juan’s personal information and sold his identity on the dark web Juan wants to file a civil lawsuit against Rosa to recover damages arising from the identity theft Can Juan file the civil action before the criminal action against Rosa is completed?

QUESTION 88
IBC Manufacturing is a private company in a jurisdiction in which the public has the legal right to be free from unreasonable search and seizure by government authorities. An investigator at IBC searches the desk of Denise an IBC employee and finds illegal narcotics. The investigator seizes the narcotics and turns them over to members of law enforcement. The investigator violated Denises rights by failing to obtain a search warrant before conducting the search

QUESTION 89
Each day, Rachel purchases $14 500 in bearer instruments with cash from a bank where all currency transactions above 515,000 must be reported to the government Rachets actions are a red flag of which of the following schemes’?

QUESTION 90
In jurisdictions that allow criminal bargaining agreements the defendant’s counsel generally has the discretion to determine whether a bargaining agreement is available to the defendant.

QUESTION 91
Before her criminal trial for embezzlement Monique contacts witnesses against her and offers to pay them if they change their stories Based on her actions the government would MOST LIKELY bring additional charges against Monique for:

QUESTION 92
Which of the following typically does NOT have to be present for communications between an attorney and the attorney’s client to be protected by a legal professional privilege?

QUESTION 93
The________________requires that an employee act solely in the best interest of their employer, free of any serf-dealing, conflicts of interest, or other abuse that results in a personal advantage

QUESTION 94
Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what type of crime did Davis MOST LIKELY commit?

QUESTION 95
Greg is serving as an expert witness and is being cross-examined at trial. The questioning party gets Greg to state that he spent considerable time working on a certain issue in the case. Then the questioning party asks many questions on a tangential issue in the case that Greg knows little about. Which of the following describes the questioning party’s method?

QUESTION 96
Which of the following statements concerning civil trials in common law jurisdictions is MOST ACCURATE?